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Statistical Data — Annual Report 2000/2001

Bureau Operations

In 2000-2001, the operating budget for the Bureau was $26.5 million including carryforward. In addition, $3.321 million in supplementary estimates was provided for additional operational requirements. The Bureau also generated $8.5 million in fees of which $7.5M was accessible by the Bureau. A major portion of the budget, $22.3 million was allocated to salaries for 383 authorized full time staff, consisting of 24 executives, 13 economists, 223 commerce officers, and 123 employees carrying out informatics, administrative services and support functions.

During 2000-2001, $18,735,000 in fines was imposed.

**Table 1: Selected activities of the Competition Bureau**
	1997-1998	1998-1999	1999-2000	2000-2001
Number of complaints, examinations, inquiries and advisory opinions
Total complaints/information requests	6,939	10,009	13,803	16,570
Examinations (two or more days of review)	870	601	655	711
Applications for inquiries under section 9	11	11	13	8
Inquiries in progress at year end	40	48	48	35
Written advisory opinions	235	75	51	40
Disposition of inquiries
Inquiries formally discontinued	29	21	18	11
Matters referred to the Attorney General of Canada	8	8	12	14
Matters referred where further action is not warranted	2	0	1	0
Prosecutions or other proceedings commenced	6	8	9	14
Applications to the Competition Tribunal	8	5	4	6
-Mergers	4	5	3	3
-Other reviewable practices	4	0	1	3
Representatives before regulatory bodies	14	15	7	13

**Table 2 – Civil Matters – selected activities**
	1997-1998	1998-1999	1999-2000	2000-2001
Number of complaints, examinations and inquiries
Total complaints/information contacts	503	819	613	618
Examinations commenced (two or more days of review)	41	29	43	43
Applications for inquiries under section 9 (six resident application to the Commissioner for inquiry)	3	4	5	4
Inquiries in progress at year end	5	8	10	11
Written advisory opinions	0	0	0	3
Disposition of inquiries
Inquiries resolved by alternative case resolution	4	3	5	3
Applications to the Competition Tribunal	4	0	0	1
Discontinuances	11	6	5	6
Interventions
CRTC	9	8	2	4
Provincial	3	5	3	3
CITT	2	1	1	3
Policy work	2	1	1	3

**Table 3: Criminal matters – selected activities**
	1997-1998	1998-1999	1999-2000	2000-2001
Number of complaints, examinations and inquiries
Total complaints/information requests	1,285	937	1,945	966
Examinations commenced	39	49	37	57
Applications for inquiries under section 9	4	7	4	3
Inquiries in progress at year end	20	26	22	24
Disposition of inquiries
Matters referred to the Attorney General of Canada	3	7	9	8
Matters where charges were laid	3	6	6	8
Matters where Attorney General declined to proceed or withdrew charges (may include matters referred during previous years)	1	0	1	0
Matters before the Courts (may include matters referred during previous years)	8	6	7	8
Disposition of prosecutions (findings of guilt, guilty pleas, acquittals, stay of proceedings, orders of prohibition - may include matters referred during previous years)	48	16	21	14
Other activities
Examinations resolved by information contacts	13	11	6	12
Written advisory opinions	12	8	7	2
Mutual Legal Assistance Treaty (MLAT) requests	0	0	1	1
Searches	1	5	5	5

**Table 4: Merger Examinations**
	1997- 1998	1998- 1999	1999- 2000	2000- 2001
Examinations Commenced two or more days of review includes notifiable transactions, advance ruling certificates, advisory opinions and examinations commenced for other reasons some examinations commenced may arise from notifications and advance ruling certificate requests in relation to the same transaction Notifiable Transactions Advance Ruling Certificate Requests	320 190 219	309 191 174	361 198 209	373 206 255
Examinations Concluded
Posing No Issue Under the Act	406	346	392	381
With Pre-closing Restructuring	0	0	2	0
With Post-closing Restructuring and Undertakings	3	1	6	5
With Consent Orders	1	2	1	1
Through Contested Proceedings	0	2	0	0
Parties Abandoned Proposed Mergers in Whole or in Part as a Result of the Commissioner's Position	0	3	1	2
Total Examinations Concluded (includes advance ruling certificates and advisory opinions issued and matters that have been concluded or withdrawn before the Competition Tribunal)	340	302	338	389
Advance Ruling Certificates Issued (included in Total Examinations Concluded)	123	186	128	215
Advisory Opinions Issued (included in Total Examinations Concluded)	3	7	3	2
Examinations Ongoing at Year-end	37	44	67	54
Total Examinations During the Year	377	346	405	443

Applications and Notices of Application Before the Tribunal and the Courts
Concluded or Withdrawn***	2	4	2	1
Ongoing	2	1	1	2

**Breakdown of Mergers by Year, 1997-2001**
BUSINESS LINE	1997- 1998	1998- 1999	1999- 2000	2000- 2001
Pre-merger Notification Filing	90	109	92	73
Advance Ruling Certificate Request	285	226	273	255
Other Examinations	17	26	60	45
Total Mergers	392	361	425	373
Asset Securitizations	72	52	64	0
Total Minus Securitizations	320	309	361	373

**Table 5: Fair Business Practices Branch - selected activities**
	1997-1998	1998-1999	1999-2000	2000-2001
Number of complaints, examinations and inquiries
Total complaints received (Competition Act)	5,148	8,253	11,240	14,851
Total complaints received (Labelling Acts)	452	477	not available	135
Applications for inquiries under section 9	4	0	4	1
Inquiries commenced	9	4	13	12
Disposition of inquiries
Completed examinations/inquiries (Competition Act)	397	163	140	238
Completed examinations/ inspections (Labelling Statutes)	2,368	2,012	2,316	433
Information contacts (includes only written contacts)	208	137	110	198
Undertakings (terms signed off) Competition Act	2	3	9	3
Undertakings (Labelling Statutes)				122
Inquiries formally discontinued
Cases involving undertakings	2	3	2	1
Inquiry discontinued - no further action required	7	4	2	1
Matters referred to the Attorney General of Canada	5	1	3	6
Matters where further action is not warranted	1	0	0	0
Prosecutions commenced (may include matters referred previous years)	3	2	2	6
Prosecutions concluded (May include matters referred during previous years)
convictions	7	5	2	3
non-convictions	0	0	1	0
Application to the Competition Tribunal (Consent Orders Filed)
Consent Orders Filed	n.a	n.a	1	2
Request advisory opinions (written opinions given)
Advisory Opinion Provided	201	40	39	33
Total Fines ($)
Competition Act	$573,300	$1,402,500	$1,190,000	$1,000,000
Labelling Acts				$3,000